Arnold L. Mintz has served as Executive Vice President, Chief Operating Officer and a director of Asset Alliance since 1996 and President and Chief Operating Officer of Asset Alliance since 2007. He has held senior positions in the investment management industry for most of his professional career. Over the past 25 years, he has served as a senior operating executive and general partner of several investment management organizations. He has held senior management positions in operations, administration, marketing and sales. Since co-founding Asset Alliance in 1996, his primary responsibilities have included overseeing the implementation of the firm's strategic initiatives including manager research and acquisitions, product distribution and international business development. In addition, he serves as President and Chief Operating Officer of Asset Alliance Investment Services, Inc., an NASD broker-dealer and serves as a senior operating executive for other wholly-owned subsidiaries of Asset Alliance. Among other Affiliate related activities, Mr. Mintz serves on the Board of Directors of Wessex Asset Management Limited, a UK based hedge fund manager and Alternative Investment Partners, the advisor to certain open-end, publicly available, no load mutual funds. Mr. Mintz has served as Executive Vice President and Chief Operating Officer of Wharton Management Group, Inc. (1982 - 1996) and has served as chief operating officer and general partner for several investment management entities affiliated with Wharton. Mr. Mintz is also a member of the Board of Directors of Capintro Partners. Among Mr. Mintz's non-profit activities, he serves on the Board of Trustees and is the Treasurer of The New York State School for the Deaf. Previously, Mr. Mintz served as Vice President of Elms Capital Management, Inc. and Director of Acquisitions for Envirodyne Industries. Mr. Mintz attended New Mexico State University and majored in Business Administration.